FOIA Advisor

Court opinions issued Mar. 13, 2023

Court Opinions (2015-2024)Allan BlutsteinComment

Vidal-Martinez v. ICE (N.D. Ill.) -- denying plaintiff’s interim petition for award of attorneys fees and costs because agency, not plaintiff, was prevailing party in underlying litigation; rejecting plaintiff’s contention that court’s scheduling orders and minute entries altered parties’ legal relationship or granted plaintiff relief on merits; further rejecting plaintiff’s argument that agency changed its legal position under “catalyst theory” of eligibility.

Summaries of all published opinions issued since April 2015 are available here.

Commentary: FOIA metrics—FY 2022

FOIA Commentary (2017-2024)Allan BlutsteinComment

On March 2, 2023, the Department of Justice published data reported by agencies in their annual Freedom of Information Act reports for fiscal year 2022. The data, available on the website FOIA.gov, indicates among other things that agencies received a record-breaking 928,353 requests and that the government’s overall request backlog increased nearly 35 percent. FOIA Advisor staffers Allan Blutstein (AB), Kevin Schmidt (KS), and Ryan Mulvey (RM) share their thoughts on the government’s FOIA metrics.

AB: As goes the Department of Homeland Security, so goes the government, FOIA-wise. And FY 2022 was not kind to DHS. Requesters deluged DHS with nearly 100k more requests than in FY 2021, and the department’s request backlog more than doubled from 25k to 52k. Other agencies also encountered difficulties, albeit on a smaller scale. For example, two popular targets for requesters, DOJ and State, saw their request backlogs rise by 32 percent and 25 percent, respectively. Of note, DOJ now has more backlogged requests at 64,982 than any other agency. A less FOIA-active cabinet agency, the Department of Education, suffered a 123 percent increase in its request backlog.

Processing times are always important to requesters, and in FY 2022 the Office of Science and Technology Policy stood out by taking an average of 409 days to process “simple” perfected requests. Even greater patience is required of requesters who submit “complex” requests to NARA, which reported taking 1048 days on average to process them.

KS: DHS drives the big topline numbers, but FOIA requests received surged in FY22 compared to FY21 among most cabinet agencies. Only Agriculture (19%), Commerce (23%), DOJ (5%) and VA (19%) saw reductions. Big increases at Energy (14%), HHS (14%), State (23%) and Transportation (18%) and smaller increases among the rest.

RM: What struck me was that, across the whole government, the total number of full-time FOIA employees dropped by roughly 300. If we focus on some of the bigger, cabinet-level agencies that have been mentioned so far, the agency-level fluctuation in staffing varies quite a bit. Labor saw no change in staffing. A few agencies increased staffing: DOD (+73), DHS (+41), HHS (+21), Interior (+12), HUD (+8), Treasury (+2), and Energy (+1). Other agencies cut their staffs: State (-45), Education (-31), Commerce (-24), DOJ (-13), Transportation (-9), and USDA (-4). The VA, oddly enough, stands out in a category of its own. Based on its annual reports, the VA’s number of full-time FOIA employees dropped by 299. At first that looked like it must be an error, but I double-checked the reports. It looks like all those employees had been found in the VHA.

AB: I’m glad you looked into staffing levels, Ryan, as that significantly influences the government’s ability to fulfill requests/appeals and processing time. It likely also affects an agency’s ability to collect processing fees from requesters. The available data indicates that agencies collected a meager $2.19 million in FY 2022, an infinitesimal fraction of the $543.7 million that agencies expended to process requests. Taxpayers should not be pleased by this flow of federal largesse, especially when only a minority of requests advance public interests.

FOIA News; AFP Foundation Launches 2023 Sunshine Week Symposium and Webinar

FOIA News (2015-2024)Kevin SchmidtComment

How government transparency and the Freedom of Information Act have transformed society

Americans for Prosperity Foundation, Mar. 13, 2023

On each day of Sunshine Week, AFPF will publish one or two thought-provoking essays. Check back on this page to find the links to all the contributions! On Thursday, March 16, our essayists will come together in a virtual webinar to respond to each other and to answer your questions.   

Register here for the March 16 webinar.

This year’s essayists represent a selection of respected leaders with years of experience working toward government accountability and transparency. They each bring differing views and ideas to the table. That sort of intellectual diversity is an important part of finding ideal solutions and building an open society where the marketplace of ideas is respected.   

Our participants include

  • Ryan Mulvey & James Valvo, Americans for Prosperity Foundation — “The Freedom of Information Act: A testament to the value of transparency” Read full article

  • Anne Weismann — “Has the Freedom of Information Act lived up to its purpose?” Read full article

  • Daniel Schuman, Demand Progress 

  • Jason R. Baron, University of Maryland 

  • David Cuillier, Brechner Freedom of Information Project, University of Florida — “Strengthening FOIA: Time for teeth” Read full article.

  • Bernard Bell, Rutgers Law School 

  • Lauren Harper, National Security Archive — “How declassification mechanisms and FOIA have ensured vital transparency in the history of American foreign policy” Read full article.  

Read exclusive essays from previous symposia below:

  • 2021 – “Restoring accountability: How government transparency empowers Americans to drive change” 

  • 2022 – “Reforming FOIA: The best ideas for better government transparency and accountability” 

Read more here.

Register for the webinar here.

FOIA News: Q&A with the OGIS Director

FOIA News (2015-2024)Allan BlutsteinComment

We Make Access Happen: FOIA Q&A with OGIS Director Alina M. Semo

By Victoria Macchi, Nat’l Archives News, Mar. 14, 2023

Sunshine Week (March 12-18) marks the moment every year when researchers, journalists, non-profit groups, and the people who make access to federal records happen spread the word about the importance of open access to public information.

The Freedom of Information Act (FOIA), which provides a right of access to federal records, is an important tool for viewing government information.

When Congress amended the FOIA in 2007, it created the Office of Government Information Services (OGIS), which is part of the National Archives.

This part of the agency is tasked with reviewing FOIA policies, procedures, and compliance across federal agencies, and also with resolving FOIA disputes between federal agencies and requesters.

OGIS Director Alina M. Semo shares with National Archives News why Sunshine Week is important at the National Archives, what FOIA is, and how the National Archives makes access happen in light of so many requests for information.

Read more here.

FOIA News: Vanita Gupta's remarks at DOJ "Sunshine Week" event

FOIA News (2015-2024)Allan BlutsteinComment

Associate Attorney General Vanita Gupta Delivers Remarks at the Justice Department's Sunshine Week Celebration

By DOJ, Justice News, Mar. 13, 2023

Thank you, Bobby, for that introduction. And more importantly, thank you for your leadership of the Office of Information Policy (OIP) and the guidance that you provide to the Justice Department and agencies across the federal government to increase compliance with the Freedom of Information Act (FOIA) and to strengthen government transparency. 

So, good morning! Thank you all for joining us for the Department of Justice. It’s our kick-off for Sunshine Week. And this annual event is now in its 13th year. And it’s all the more special today because this is our first time coming together in person since the pandemic to celebrate the importance of the FOIA and the critical role that federal employees, particularly agency FOIA professionals, play in ensuring a transparent, accountable and effective government. 

Read more here.

FOIA News: More on DOJ’s new guidance; FOIA websites

FOIA News (2015-2024)Allan BlutsteinComment

The Justice Department Underscores the Need for FOIA ‘Presumption of Openness’

New guidance comes at the start of the annual “Sunshine Week” promoting open government.

By Courtney Buble, Gov’t Exec., Mar. 13, 2023

The Justice Department issued new Freedom of Information Act guidelines on Monday, underscoring the need to have a “presumption of openness.” 

The release came at the beginning of the annual Sunshine Week, which promotes open government, and follows related guidance Attorney General Merrick Garland issued last March. Federal agencies reached a record high of 928,353 information requests in fiscal 2022, and processed a record high of 878,420, according to recently released statistics from the Justice Department. Yet despite the high number of requests processed, the backlog of pending requests increased by 34%. Delays in receiving records requests and redactions in requests received have long frustrated journalists, transparency advocates, lawmakers and others who make use of FOIA.

Read more here.

FOIA News: OIP Releases New Guidance on Foreseeable Harm

FOIA News (2015-2024)Ryan MulveyComment

OIP Issues Guidance on the Presumption of Openness and Foreseeable Harm Standard

Dep’t of Justice, Office of Info. Pol’y, Mar. 13, 2023

Today, the Office of Information Policy (OIP) issued new guidance on applying a presumption of openness and the foreseeable harm standard. This guidance addresses the presumption of openness emphasized in the Attorney General’s FOIA Guidelines issued in March 2022 and discusses in detail the requirement that agencies may only withhold information if they reasonably foresee that disclosure would harm an interest protected by an exemption or disclosure is prohibited by law. 

The guidance advises agencies to review records with an eye toward disclosure and with transparency in mind.   The guidance provides practical advice to agencies on applying the foreseeable harm standard in light of case law that has developed since this standard was codified by the FOIA Improvement Act of 2016.  It explains that agencies should analyze records on a case-by-case basis, while employing practical and efficient means of assessing foreseeable harm with the information and context readily available to them.  The guidance also provides practical advice on considering discretionary disclosures as encouraged by the Attorney General’s FOIA Guidelines.     

Communication with requesters is emphasized as a key element of administering the FOIA with a presumption of openness.  As detailed in the guidance, agencies should communicate promptly with requesters throughout the request process, including by providing status updates, and clearly explaining the basis for denials in response letters, along with acknowledging that they have considered the foreseeable harm standard when asserting exemptions.

Read more here.

Guidance available here.

FOIA News: Sunshine Week With U.S. Senator Chuck Grassley

FOIA News (2015-2024)Allan BlutsteinComment

Q&A: Sunshine Week With U.S. Senator Chuck Grassley

Mar. 10, 2023

Q: What is Sunshine Week?

 A: Sunshine Week celebrates the public’s right to know what its government is doing. As a watchdog for good government, I put a high priority on strengthening sunshine laws to hold the government accountable to the American people. Transparency brings accountability. Too often, the federal bureaucracy forgets that government business is the people’s business. Just consider one of our nation’s first and prolific defenders of open government. James Madison recognized how important transparency was to get buy-in from the victors of the Revolutionary War to form a new government. Americans who shed blood to free themselves from tyranny would want constitutional guardrails to prevent encroachment of these freedoms for generations to come. Sunshine Week honors Madison’s legacy on the anniversary of his birth on March 16, 1751.

Read more here.